12 CFR Part 238
PART 238—SAVINGS AND LOAN HOLDING COMPANIES (REGULATION LL)
- PART 238—SAVINGS AND LOAN HOLDING COMPANIES (REGULATION LL)
- Chapter II—Federal Reserve System › Subchapter A—Board of Governors of the Federal Reserve System
- Subpart A—General Provisions
- § 238.1 Authority, purpose and scope.
- § 238.2 Definitions.
- § 238.3 Administration.
- § 238.4 Records, reports, and inspections.
- § 238.5 Audit of savings association holding companies.
- § 238.6 Penalties for violations.
- § 238.7 Tying restriction exception.
- § 238.8 Safe and sound operations, and Small Bank Holding Company Policy Statement.
- § 238.9 Control over securities.
- § 238.10 Categorization of banking organizations.
- Subpart B—Acquisitions of Saving Association Securities or Assets
- § 238.11 Transactions requiring Board approval.
- § 238.12 Transactions not requiring Board approval.
- § 238.13 Prohibited acquisitions.
- § 238.14 Procedural requirements.
- § 238.15 Factors considered in acting on applications.
- Subpart C—Control Proceedings
- § 238.21 Control proceedings.
- § 238.22 Rebuttable presumptions of control of a company.
- § 238.23 Rebuttable presumption of noncontrol of a company.
- Subpart D—Change in Bank Control
- § 238.31 Transactions requiring prior notice.
- § 238.32 Transactions not requiring prior notice.
- § 238.33 Procedures for filing, processing, publishing, and acting on notices.
- Subpart E—Qualified Stock Issuances
- § 238.41 Qualified stock issuances by undercapitalized savings associations or holding companies.
- Subpart F—Savings and Loan Holding Company Activities and Acquisitions
- § 238.51 Prohibited activities.
- § 238.52 Exempt savings and loan holding companies and grandfathered activities.
- § 238.53 Prescribed services and activities of savings and loan holding companies.
- § 238.54 Permissible bank holding company activities of savings and loan holding companies.
- Subpart G—Financial Holding Company Activities
- § 238.61 Scope.
- § 238.62 Definitions.
- § 238.63 Requirements to engage in financial holding company activities.
- § 238.64 Election required.
- § 238.65 Election procedures.
- § 238.66 Ongoing requirements.
- Subpart H—Notice of Change of Director or Senior Executive Officer
- § 238.71 Purpose.
- § 238.72 Definitions.
- § 238.73 Prior notice requirements.
- § 238.74 Filing and processing procedures.
- § 238.75 Standards for review.
- § 238.76 Waiting period.
- § 238.77 Waiver of prior notice requirement.
- Subpart I—Prohibited Service at Savings and Loan Holding Companies
- § 238.81 Purpose.
- § 238.82 Definitions.
- § 238.83 Prohibited actions.
- § 238.84 Covered convictions or agreements to enter into pre-trial diversions or similar programs.
- § 238.85 Adjudications and offenses not covered.
- § 238.86 Exemptions.
- § 238.87 Filing procedures.
- § 238.88 Factors for review.
- § 238.89 Board action.
- § 238.90 Hearings.
- Subpart J—Management Official Interlocks
- § 238.91 Authority, purpose, and scope.
- § 238.92 Definitions.
- § 238.93 Prohibitions.
- § 238.94 Interlocking relationships permitted by statute.
- § 238.95 Small market share exemption.
- § 238.96 General exemption.
- § 238.97 Change in circumstances.
- § 238.98 Enforcement.
- § 238.99 Interlocking relationships permitted pursuant to Federal Deposit Insurance Act.
- Subpart K—Dividends by Subsidiary Savings Associations
- § 238.101 Authority and purpose.
- § 238.102 Definitions.
- § 238.103 Filing requirement.
- § 238.104 Board action and criteria for review.
- Subpart L [Reserved]
- Subpart M—Risk Committee Requirement for Covered Savings and Loan Holding Companies With Total Consolidated Assets of $50 Billion or More and Less Than $100 Billion
- § 238.118 Applicability.
- § 238.119 Risk committee requirement for covered savings and loan holding companies with total consolidated assets of $50 billion or more.
- Subpart N—Risk Committee, Liquidity Risk Management, and Liquidity Buffer Requirements for Covered Savings and Loan Holding Companies With Total Consolidated Assets of $100 Billion or More
- § 238.120 Scope.
- § 238.121 Applicability.
- § 238.122 Risk-management and risk committee requirements.
- § 238.123 Liquidity risk-management requirements.
- § 238.124 Liquidity stress testing and buffer requirements.
- Subpart O—Supervisory Stress Test Requirements for Covered Savings and Loan Holding Companies
- § 238.130 Definitions.
- § 238.131 Applicability.
- § 238.132 Analysis conducted by the Board.
- § 238.133 Data and information required to be submitted in support of the Board's analyses.
- § 238.134 Review of the Board's analysis; publication of summary results.
- § 238.135 Corporate use of stress test results.
- Subpart P—Company-Run Stress Test Requirements for Savings and Loan Holding Companies
- § 238.140 Authority and purpose.
- § 238.141 Definitions.
- § 238.142 Applicability.
- § 238.143 Stress test.
- § 238.144 Methodologies and practices.
- § 238.145 Reports of stress test results.
- § 238.146 Disclosure of stress test results.
- Subpart Q—Single Counterparty Credit Limits for Covered Savings and Loan Holding Companies
- § 238.150 Applicability and general provisions.
- § 238.151 Definitions.
- § 238.152 Credit exposure limits.
- § 238.153 Gross credit exposure.
- § 238.154 Net credit exposure.
- § 238.155 Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not subsidiaries of the covered company.
- § 238.156 Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships.
- § 238.157 Exemptions.
- § 238.158 Compliance.
- Subpart R—Company-Run Stress Test Requirements for Foreign Savings and Loan Holding Companies With Total Consolidated Assets Over $250 Billion
- § 238.160 Definitions.
- § 238.161 Applicability.
- § 238.162 Capital stress testing requirements.
- Subpart S—Capital Planning and Stress Capital Buffer Requirement
- § 238.170 Capital planning and stress capital buffer requirement.
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