12 CFR Part 12
PART 12—RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
- PART 12—RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
- Chapter I—Comptroller of the Currency, Department of the Treasury
- § 12.1 Authority, purpose, and scope.
- § 12.2 Definitions.
- § 12.3 Recordkeeping.
- § 12.4 Content and time of notification.
- § 12.5 Notification by agreement; alternative forms and times of notification.
- § 12.6 Fees.
- § 12.7 Securities trading policies and procedures.
- § 12.8 Waivers.
- § 12.9 Settlement of securities transactions.
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